Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
New Regulations For A Changing Industry
By Larry RybkaNew Regulations For A Changing IndustryByThose of you who came into the business 25 or 30 years ago might feel like you need to be ...
June 16, 2004
Fiserv Updates Administration SoftwareNU Online News Service, June 16, 2004, 5:07 p.m. EDT -- Fiserv Inc., Cedar Rapids, Iowa, has added new equity-indexed annuity features, long term ...
June 15, 2004
SEC Official Blasts VA Industry AbusesNU Online News Service, June 15, 2004, 7:44 p.m. EDT, Washington -- For the well-being of the industry, variable annuity insurers must confront abusive ...
June 11, 2004
IRS Formalizes Disability Benefits Tax GuidanceNU Online News Service, June 11, 2004, 5:15 p.m. EDT -- Workers can exclude group disability benefits from taxable income if they paid income ...
June 11, 2004
Rising Bond Rates Ease Pension Contribution BurdenNU Online News Service, June 11, 2004, 4:02 p.m. EDT -- The bond markets are starting to give employers that sponsor defined benefit pension ...
June 10, 2004
Industry Asks IRS To Revise Life Valuation ProposalNU Online News Service, June 10, 2004, 1:42 p.m. EDT, Washington -- The Internal Revenue Service should revise a proposed safe harbor for the ...
June 10, 2004
IRS Safe Harbor Proposal Needs Revising, Say Industry GroupsIRS Safe Harbor Proposal Needs Revising, Say Industry GroupsByWashingtonA safe harbor for the valuation of life insurance contracts proposed by the Internal Revenue Service has ...
June 08, 2004
Agencies Propose Bank Credit Report Disposal RulesNU Online News Service, June 8, 2004, 5:54 p.m. EDT -- Federal agencies have proposed a set of rules that would regulate financial institutions' ...