Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Hedge Fund Managers Ignore Registration Deadline
By Staff WriterAs many as several thousand U.S.-based hedge fund managers have not registered with the Securities and Exchange Commission.
February 17, 2006
FASB Complains About Hunger For Safe HarborsMembers of the Financial Accounting Standards Board say they wish accountants had the confidence to use sound professional judgment when creating corporate financial reports.FASB members ...
February 14, 2006
SEI Executive Moves To HartfordA large insurer has a new compliance chief.Hartford Financial Services Group Inc., Simsbury, Conn., has hired Thomas Jones III to be vice president of securities ...
February 14, 2006
SEI Executive Moves To HartfordA large insurer has a new compliance chief.Hartford Financial Services Group Inc., Simsbury, Conn., has hired Thomas Jones III to be vice president of securities ...
February 08, 2006
Feds Ponder Spousal Right To Charitable Trust AssetsThe Internal Revenue Service says it needs more time to make a final decision about a conflict between state laws and the federal rules governing ...
February 08, 2006
Feds Ponder Spousal Right To Charitable Trust AssetsThe Internal Revenue Service says it needs more time to make a final decision about a conflict between state laws and the federal rules governing ...
February 07, 2006
Feds Ponder Spousal Right To Charitable Trust AssetsThe Internal Revenue Service says it needs more time to make a final decision about a conflict between state laws and the federal rules governing ...
February 06, 2006
Feds Ponder Spousal Right To Charitable Trust AssetsThe Internal Revenue Service says it needs more time to make a final decision about a conflict between state laws and the federal rules governing ...