Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Action Unlikely This Year On Bills Modernizing Insurance Regulation
By Arthur D. PostalLegislation modernizing the insurance regulatory system will be introduced this spring in both the House and Senate, but the likelihood of passage this year is ...
March 01, 2006
Financial Regulatory Bills In PipelineLegislation proposing an overhaul of the federal financial regulatory system is about to surface in both the House and the Senate.But participants in an Insurance ...
March 01, 2006
Financial Regulatory Bills In PipelineLegislation proposing an overhaul of the federal financial regulatory system is about to surface in both the House and the Senate.But participants in an Insurance ...
March 01, 2006
Iowa To Evaluate EIA RegulationsOfficials in a state that is home to several large issuers of equity-indexed annuities are reviewing the rules that govern indexed life and annuity products.The ...
March 01, 2006
Iowa To Evaluate EIA RegulationsOfficials in a state that is home to several large issuers of equity-indexed annuities are reviewing the rules that govern indexed life and annuity products.The ...
March 01, 2006
More Money for the CopsUnder President Bush's 2007 fiscal budget, the SEC's enforcement division as well as the inspections and examinations division would both get more cash. The administration...
February 26, 2006
Misrecollected (sic)"If it turned out that what he said was wrong, that doesn't mean he is a liar. It means he may have misrecollected what happened."These ...