Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
IRS Proposes Annuity Exchange Regs
By Staff WriterThe Internal Revenue Service wants to change the tax treatment of trades of property for annuities.The proposed regulations, "Exchanges of Property for an Annuity," apply ...
October 08, 2006
IRS Tinkers With New Roth 401(k) And Roth 403(b) OptionsThis is the first year that an individual participating in a 401(k) or 403(b) plan can also make Roth contributions to the same plan.Although the ...
October 06, 2006
Feds Give Employers More TimeThe Internal Revenue Service has pushed back the compliance date for the new Section 409A of the Internal Revenue Code.Congress created the section when it ...
October 06, 2006
Feds Give Employers More TimeThe Internal Revenue Service has pushed back the compliance date for the new Section 409A of the Internal Revenue Code.Congress created the section when it ...
October 05, 2006
Groups Spar Over Federal RegulationThe Association of Advanced Life Underwriting says it wants to know about the fine details in any proposals to give insurers a choice between state ...
October 05, 2006
Groups Spar Over Federal Regulation (With clarification)The Association for Advanced Life Underwriting says it supports the concept of optional federal charter legislation that would give producers and insurers a choice between ...
October 05, 2006
Groups Spar Over Federal Regulation (With clarification)The Association for Advanced Life Underwriting says it supports the concept of optional federal charter legislation that would give producers and insurers a choice between ...
October 05, 2006
Groups Spar Over Federal RegulationThe Association of Advanced Life Underwriting says it wants to know about the fine details in any proposals to give insurers a choice between state ...