Client Outreach
The latest news and advice about successful client communications, including the best methods and strategies for financial advisors.
SEC Warns of Advisors Duping Investors With Fake Credentials
By Melanie WaddellThe SEC warned investors Wednesday to perform thorough background checks and brought two actions against advisors for falsifying credentials.
June 02, 2015
Viewing Financial Planning Software From a Client’s PerspectiveOne benefit of eMoney: clients can easily and quickly create their own websites, then customize its content.
June 01, 2015
3 Essential Elements to a Life Well Lived: US TrustThree factors are most essential to a life well lived, according to the 2015 U.S. Trust Insights on Wealth and Worth survey.
June 01, 2015
When Does Money Matter Most?In research reported in Psychology and Aging, Michigan State researchers confirmed a link between income and happiness, especially at certain times of life.
June 01, 2015
Still Working?Some of you may recall that I wrote several months ago about my personal house hunting and how technology has changed the way that homes are marketed and sold.
June 01, 2015
Millennials: Ignore Them at Your PerilFiguring out how to serve the now-largest of the generations is worth it, several advisors said in a recent discussion.
June 01, 2015
SEC Charges Advisor With Bilking Retired Teachers, Police Chief, PastorThe Miami-based advisor of the Sterling Investment Fund must pay more than $748,000 in disgorgement and face criminal charges, the SEC says.
June 01, 2015
SEC Hits Merrill for $11 Million Over Faulty Short-Sale OrdersTwo Merrill entities admitted to using inaccurate, old data when executing short-sale orders for customers.