Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Advisors Need to Think More Broadly, Act More Creatively
By James J. GreenIn 10th iteration of Rydex AdvisorBenchmarking study, lessons from the crisis
September 14, 2009
Follow the MoneyI greatly appreciate John Lefferts's comments regarding my last blog , and agree with most of his points. But I have to respectfully disagree with...
September 04, 2009
Web Exclusive: NQ ChangesGary Underwood explains that revising a non-qualified deferred compensation plan may now be harder than you think.
September 02, 2009
Judge Finds For SICO In AIG CaseA federal judge ruled yesterday that Starr International Company Inc. did not breach its trust to American International Group Inc. employees over continuing a deferred compensation program.
September 02, 2009
Judge Finds For SICO In AIG CaseA federal judge ruled yesterday that Starr International Company Inc. did not breach its trust to American International Group Inc. employees over continuing a deferred compensation program.
August 04, 2009
Stretching The MaxAssurant Employee Benefits has come up with an option that can help dental plan enrollees make benefits dollars last longer.
August 03, 2009
House Passes Bill to Fix "Flawed" Compensation SystemsRep. Frank says bill is first in series of bills to address causes of financial crisis
August 03, 2009
The Problem With RetainersEven though it's too early to have any hard data, I've been hearing troubling reports from advisors I know and in some online chat rooms...