Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Cheek Turning Cheaper
By Staff WriterNew Mexico says that retaliating against states that discriminate against its own insurers takes too much work.
June 23, 2009
Judge Says AIG Has Trouble Proving SICO CaseThe trial judge presiding over the stock ownership battle between American International Group and Starr International Company said he doubts AIG can prove its case.
June 11, 2009
Witness: Pay Is TrickyWhen Congress tries to fix leaks in executive pay regulation, it may create new leaks, a finance professor warned lawmakers.
June 10, 2009
Feds Act On Executive CompTreasury Secretary Timothy Geithner says regulators will consider whether supplemental retirement packages properly align the interests of executives and shareholders at public companies.
June 10, 2009
Feds Act On Executive CompTreasury Secretary Timothy Geithner says regulators will consider whether supplemental retirement packages properly align the interests of executives and shareholders at public companies.
June 08, 2009
Graphic: Advisor compensation trendThis graphic show financial advisor compensation by revenue source, whether commisison, fee or a combination.
June 01, 2009
Compensation Capers, Part IIIn my May 4 column, I wrote about the problems that often occur when adverse parties tinker with compensation plans.
May 31, 2009
Compensation Capers, Part IIIn my May 4 column, I wrote about the problems that often occur when adverse parties tinker with compensation plans.