Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
The Fast Track: Figures Don't Lie
By Angie HerbersThere sure are a lot of surveys of advisory practices these days; Moss Adams, the FPA, Quantuvus, the myriad Schwab studies, and the FA Insight...
November 19, 2009
PBGC: Some Firms Enrich Execs, Shaft Pension PlansCorporate sponsors of 10 underfunded pension plans paid 40 executives a total of $350 million before dumping responsibility for the plans on the Pension Benefit Guaranty Corp.
November 11, 2009
Benmosche Commits To Leading AIGThe chief executive officer of American International Group Inc. says AIG employees should ignore speculation about the possibility that he might quit.
November 06, 2009
Fiduciary Standard Case Could Affect Executive CompThe U.S. Supreme Court is looking at whether an investment advisor breaches its fiduciary duty when it sets different fees for captive mutual fund investors and independent fund investors.
November 05, 2009
Fiduciary Standard Case Could Affect Executive CompThe U.S. Supreme Court is looking at whether an investment advisor breaches its fiduciary duty when it sets different fees for captive mutual fund investors and independent fund investors.
November 03, 2009
Fiduciary Debate Lands at Supreme CourtHigh court takes on excessive fund fees case
October 28, 2009
Feinberg Looking At Execs 26 To 100 (Updated)Treasury Department "Pay Czar" Kenneth Feinberg says he is about to design compensation guidelines for second-tier executives at the seven biggest Troubled Asset Relief Program aid recipients.
October 28, 2009
Feinberg Looking At Execs 26 To 100 (Updated)Treasury Department "Pay Czar" Kenneth Feinberg says he is about to design compensation guidelines for second-tier executives at the seven biggest Troubled Asset Relief Program aid recipients.