Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
AIG Loses Exec, Wins TARP Comp Ruling
By Allison BellAmerican International Group Inc. (NYSE:AIG) says it is losing a vice chairman as a result of government compensation restrictions but has won permission to improve the comp package of an executive who is staying.
January 01, 2010
Advisor ExceptionalismThe stress testing endured by advisory firms over the last 18 months yielded an uncomfortable, and at times overwhelming, level of pressure for advisory firm...
December 11, 2009
TARP Pay Czar Sets More Comp LimitsKenneth Feinberg, the special master for Troubled Asset Relief Program executive compensation, has imposed strict salary and benefits package value caps on employees "26 through 100" at American International Group Inc.
December 11, 2009
TARP Pay Czar Sets More Comp LimitsKenneth Feinberg, the special master for Troubled Asset Relief Program executive compensation, has imposed strict salary and benefits package value caps on employees "26 through 100" at American International Group Inc.
December 04, 2009
Schapiro Wants Full Disclosure On CompThe head of the U.S. Securities and Exchange Commission says financial professionals should provide investors with clear information about their compensation.
December 04, 2009
Schapiro Wants Full Disclosure On CompThe head of the U.S. Securities and Exchange Commission says financial professionals should provide investors with clear information about their compensation.
December 01, 2009
The Fast Track: Figures Don't LieThere sure are a lot of surveys of advisory practices these days; Moss Adams, the FPA, Quantuvus, the myriad Schwab studies, and the FA Insight...
November 30, 2009
Greenberg, AIG Bury HatchetAmerican International Group Inc. and a former chairman, Maurice Greenberg, say they have agreed to settle all outstanding disagreements.