Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Schwab Mulls Platform Fee for ETF Issuers
By Dinah Wisenberg BrinThe firm says it is "thoughtfully evaluating ETF issuer fees." Sources expect the fee structure to align with Fidelity's.
October 28, 2025
Dynasty Taps Ex-Morgan Stanley Exec to Lead Equity Comp PlanningThe firm also took a stake in Grantd, Brian McDonald's AI-driven equity compensation advice platform.
October 21, 2025
Wells Fargo Advisors' 2026 Comp Plan Boosts Pay for Multi-Gen AccountsThe firm is maintaining the core structure of its compensation plan for the fifth year in a row.
October 17, 2025
11 Best HSAs for Investing: MorningstarHSAs' tax benefits and widespread adoption of high-deductible health plans continue to drive growth, the researcher reports.
October 03, 2025
Alts in 401(k) Plans: How to Prepare Your ClientsWhether you advise plan sponsors or individuals with 401(k)s, you can help them address several crucial concerns.
September 19, 2025
Morgan Stanley to Boost Advisors' Monthly Pay, Reduce Deferred Comp in 2026The change comes as the wirehouse fights a legal battle over its deferred compensation plan.
September 16, 2025
UBS' 2026 Comp Grid Shows Focus on HNW ClientsThe firm is making a substantial number of changes to its advisor compensation strategy.
September 12, 2025
DOL Backs Morgan Stanley on Deferred CompAdvisors who left the wirehouse have argued they're owed millions in deferred compensation.