Leadership
Discover the latest news affecting advisors RIAs and others in wealth management , including updates on key hirings and other executive changes.
Joe Duran Steps Down as Goldman Partner, Stays as RIA Consultant
By Jeff BermanThe move comes as Goldman continues its push to become a top custodian to RIAs.
February 03, 2023
How GIPS Can Help Advisors Boost Client ConfidenceBecoming GIPS-compliant can be a lengthy and costly process, but it's worth the investment.
January 31, 2023
Where Investing and Progressive Politics MixModernist Financial CEO Georgia Hussey helps investors structure their wealth according to their progressive values.
January 26, 2023
Vestmark Adds 6 New SMA Strategies: Tech RoundupAlso, Financial Services Institute teams with Broadridge to introduce free Form CRS Video Guide for FSI members.
January 23, 2023
Want to Double Your Value? Stop 'Playing Office'Stop procrastinating and watch your firm grow, popular RIA podcasters Matthew Jarvis and Micah Shilanski tell ThinkAdvisor.
January 20, 2023
7 Hot Compliance Tips From FINRA LeadershipA FINRA exec says complaints against advisors are rising and gives advice to help keep firms out of the crosshairs.
January 19, 2023
Orion Hires Industry Veteran as New EVP of Sales: Tech RoundupAlso, Fidelity acquired software firm Shoobx; Broadridge extends its digital wealth platform partnership with IGM Financial.
January 19, 2023
This Advisor Team Left a Big BD to Upgrade Its Retirement PlanningBeing an independent RIA allows Michael Leverty to do the sophisticated planning his executive clients need, he says.