Wall Street Briefed by Biden Team on Possible Russia Sanctions
By Jenny Surane, Katherine Doherty and Hannah LevittLeaders of Citi, BofA, JPMorgan, Goldman and other banks were informed about moves to target Moscow's ability to convert currency.
January 27, 2022
SEC Bars Imprisoned Ex-Woodbridge Sales ManagerIvan Acevedo recently started a five-year sentence for his role in the $1.2 billion Woodbridge Ponzi scheme.
January 27, 2022
Ameriprise Continues to Adjust Life and Annuity Products for Low RatesThe company plans to end sales of its last remaining variable annuity living benefits rider by June 30.
January 27, 2022
Senators Press Yellen to Boost IRS FundingSen. Elizabeth Warren and others want at least a14% increase in yearly IRS funding and $80 billion invested in the agency over 10 years.
January 27, 2022
SEC Finds Problems in Private Fund Advisor ExamsApproximately 35% of all SEC-registered advisors manage approximately $18 trillion in private fund assets.
January 27, 2022
Kestra Teams With AdvicePay to Offer Fee-for-Service Planning: Tech RoundupAlso, Riskalyze appointed Dr. Shari Hensrud as vice president of risk and analytics.
January 27, 2022
UBS Launches Program for 'Multicultural Investors'The new segment is led by Melinda Hightower, formerly of JPMorgan Chase.
January 27, 2022
NASAA Names New Director of PolicyKristen Hutchens played a key role in securing the recent introduction of a recent senior-protection bill.