Fidelity's Advisor Platform Gets Major Update
By Jeff Berman"This looks like a pretty extensive overhaul in terms of usability and personalization," consultant Tim Welsh says.
February 02, 2022
Humana Sees COVID-19 Reducing Hospice Patient CountsCompany executives are also talking about producer commissions and phone broker support spending.
February 02, 2022
Wells Fargo 'Manipulated' FINRA Arbitration Process: JudgeFINRA allowed one lawyer to "secretly red line" the list of arbitrators under consideration, according to a ruling.
February 02, 2022
Ex-LPL Rep Charged With Fraud, Could Get 37 Years Behind BarsThe former LPL broker is accused of raiding clients' annuities, the Justice Department says.
February 02, 2022
FINRA Sets June 1 'Evaluation Date' for High-Risk FirmsOn this date, it will start the process of determining which of the 3,400 BDs it regulates should be labeled restricted firms.
February 02, 2022
Genworth Plans to Start Selling Long-Term Care Product in Some StatesThe company has set up a new Genworth insurer to write the new business.
February 02, 2022
Grayscale Launches Finance-Focused ETFThe new fund, launched by the manager of the $24 billion Grayscale Bitcoin Trust, is passively managed and it's fee is 0.7%.
February 01, 2022
How Advisors Are Using Tech Now: SurveyAdvisors want to expand their prospecting pools and educate clients on crypto and ESG investing, according to Broadridge and FSI.