SEC Acting Exam Director Kahl to Depart
By Melanie WaddellRichard Best, director of the SEC's New York Regional Office, will take his spot.
March 24, 2022
Fidelity Fund Pioneer Edward Johnson III Dies at 91He revolutionized financial management by promoting mutual funds for retirement plans and money-market checking accounts.
March 24, 2022
DFA Adds 4 New ETFsThe firms's new international equity exchange-traded funds have net expense ratios ranging from 0.23% to 0.42%.
March 24, 2022
Fidelity Enhances Bond Beacon: Tech RoundupAlso, Oppenheimer has launched its Investor Gateway wealth management technology platform.
March 24, 2022
SEC Prevails in 12b-1 Fee Case Against Advisory FirmRather than settle, the firm says it spent two years fighting to stop the SEC's push to create "new regulation without following the formal rule-making process."
March 24, 2022
Carson Tapped as FPA Coaching Partner"We've seen the tremendous impact coaching can have in supporting financial planners as they move through the profession," said Carson Group's Jamie Hopkins.
March 23, 2022
UBS Embraces WFH as Morgan Stanley Doubles Down on Office ReturnThe approach being taken by UBS should give it a recruiting advantage, recruiter Mark Elzweig says.
March 23, 2022
5 Retirement Issues Likely Top of Mind at Senate Hearing: IRIThe Insured Retirement Institute highlights topics that are part of bills now in play and set to be discussed on March 29.