How Raymond James Keeps Luring Advisors From Rivals
By Jeff Berman"Recruiting is still strong" despite market turmoil and stiff competition for talent, Private Client Group President Scott Curtis says.
May 20, 2022
Merrill Names New Head of Platforms and CapabilitiesCasey Franz is replacing Kabir Sethi, who recently left Merrill to join LPL Financial.
May 20, 2022
FINRA Revives Plan to Create Expungement Arbitrator RosterThe regulator has approved amendments to a rule proposal it withdrew from the SEC last year.
May 20, 2022
Here's How Long-Term Care Planning Is ChangingInsurers are taking one path. Caregiver support organizations are taking another.
May 20, 2022
Athene Hires a Chief Strategist: Personnel MovesThe move raises the question: What is the Apollo affiliate going to acquire now?
May 20, 2022
SEC Fines Wells Fargo Advisors $7M Over Anti-Money Laundering FailuresWells Fargo failed to file at least 34 suspicious activity reports in a timely manner.
May 19, 2022
Allianz to Sell U.S. Fund Management Unit to Voya After SEC BanVoya Investment Management will add about $120 billion of assets under management as well as some investment teams.
May 19, 2022
June Court Date Set for Suspect in BofA Exec Michelle Avan's KillingThe next hearing for Anthony Duwayne Turner will be June 17, according to the L.A. Superior Court.