Most College Savers Don't Know About 529 Plans: Edward Jones
By Michael S. FischerWhile 55% of respondents consider saving for college a top priority, only 40% recognized this education savings tool.
May 25, 2022
SEC to Crack Down on Funds' Misleading ESG Claims With New RuleConcerns are mounting over a lack of consistent standards for investments claiming to be sustainable.
May 25, 2022
Barred Broker Whose Probation Was Revoked Pleads Guilty to FraudThe former Raymond James broker faces up to 50 years in prison for defrauding his clients.
May 25, 2022
LPL Picks Up $11B of CUNA Brokerage AssetsAnother $21 billion is expected to move onto the BD's platform as part of a partnership deal reached last year.
May 25, 2022
SEC Hits Ameriprise Unit for Improper Variable Annuity SwitchingRiverSource wholesalers used color-coded lists to highlight annuity exchange opportunities among Ameriprise clients, the SEC says.
May 24, 2022
Raymond James Ramps Up Diversity Efforts After Pandemic LullThe pandemic stalled the firm's mentorship initiatives but it's getting back on track now, CEO Paul Reilly says.
May 24, 2022
Here's How Much Money Americans Think They'll Need to RetireLess than a quarter of respondents in a Schroders survey said they expected to save enough to retire comfortably.
May 24, 2022
SEC Names Director of Exam DivisionRichard Best has been the division's acting director since March 23.