Merrill Pledges $1.25M to CFP Board Diversity Efforts
By Jeff BermanThe donation will support initiatives including the annual Diversity Summit and 16 scholarship awards.
September 14, 2022
SEC Charges Advisor With Stealing Over $743K From Clients, Including MLB PlayerThe fund transfers were used to pay for charges on his dead mother's American Express card, according to the SEC.
September 14, 2022
Northwestern Mutual Adds a Long-Term Care HybridLincoln Financial has also done something unusual about its own life-LTC hybrid.
September 14, 2022
Pillar Life Aims to Sell Annuities Directly to ConsumersThe company also intends to offer life insurance and supplemental health insurance products.
September 14, 2022
Judge Orders Ambassador Advisors to Pay $2M Over 12b-1 Fee InfractionsIn March, a jury ruled in favor of the SEC against Ambassador Advisors and three of its executives.
September 13, 2022
Ugly Selloff Pushes Stocks Down Most Since 2020Across-the-board selling sent the S&P 500 down more than 4%, while Nasdaq 100 losses surpassed 5%.
September 13, 2022
BroadRiver Buys Non-Cash Life Partners AssetsThe deal ends the Life Partners life settlement business bankruptcy story.
September 13, 2022
Investors Aim to Expand ETF Holdings, Want to Customize: Schwab StudyMore than 40% of non-ETF investors expect to buy ETFs in the next two years, the survey says.