House Passes Financial Exploitation Prevention Act
By Melanie WaddellThe bill, introduced by Rep. Ann Wagner, is aimed at protecting older investors.
January 30, 2023
SEC Issues New Warning on Reg BI Compliance FailuresBDs are using outdated compliance systems, resulting in violations, the SEC exam division says.
January 30, 2023
Don't Buy the Rally as Fed Looms: Morgan StanleyThe S&P 500 has rallied since the earnings season started, extending the new year's advance.
January 30, 2023
Next Hearing Set for Suspect in BofA-Merrill Exec's KillingEx-Merrill broker Anthony Duwayne Turner's next hearing will be held Feb. 15.
January 27, 2023
Capital Group Names New CEOThe leadership changes will take place in October, the American Funds parent said.
January 27, 2023
Vanguard Net Inflows Drop Nearly 50% in Tough 2022 MarketAUM dropped to $7.2 trillion from 8.5 trillion at the end of 2021.
January 27, 2023
Fidelity Launches 12th Active Fixed Income ETFThe exchange-traded fund, with a 0.55% expense ratio, seeks a high current income level and capital growth.
January 27, 2023
Q4 2022 Earnings Could Be Fine: AnalystsPossible threats include inflation, investment problems and companies' own foolish moves.