Ex-Edward Jones Rep Fined, Suspended for Texting Client Docs
By Jeff BermanThe former advisor was suspended for 15 months and fined $15,000 by the regulator.
June 06, 2023
Preliminary Hearing Set for LPL Network Firm Employee Charged in Double MurderThe next preliminary hearing for Ramy Fahim will be Aug. 15.
June 06, 2023
MIB: Individual Life Application Activity RisesUniversal life activity was especially strong.
June 06, 2023
Treasury Doom Trackers Watch the Office Key CardsThey see bad news for commercial real estate in the office swipe data.
June 06, 2023
CNO Embraces Hybrid Work Model With Move to Smaller SpaceThe insurer will replace its five-building, 420,000-square-foot headquarters with a new space a quarter of that size.
June 06, 2023
Social Security Cuts on the Table as McCarthy Assembles CommissionHouse Speaker Kevin McCarthy intends to create a group to scrutinize spending, including on Social Security and Medicare.
June 05, 2023
House Advances Bills to Expand Accredited Investor DefinitionThe full House passed late Monday the Accredited Investor Definition Review Act and the Fair Investment Opportunities for Professional Experts Act.
June 05, 2023
SEC's New Cyber Rule Plan Needs Changes, Trade Groups SayThe update to Reg S-P would require firms to notify clients of data breaches.