Adviser Investments to Merge With Ropes Wealth Advisors
By Jeff BermanThe combined entity will manage almost $15 billion in client assets after the deal closes.
May 16, 2023
Revised CFP Board Procedural Rules Coming Sept. 1The role of Disciplinary and Ethics Commission Counsel has been expanded, according to the board.
May 16, 2023
Antarctica Capital to Acquire Annuity Issuer for $100MThe asset manager says it wants to see Midwest Holding continue to grow.
May 16, 2023
Ex-Advisor, Minister, Gets 10 Years for Real Estate SchemeThe former CFP was ordered to pay $1.6 million in restitution after allegedly misleading clients on rental property investments.
May 16, 2023
529 Plans: Saving for College, Retirement, and Now Elder Care?Argentum, a group for assisted living facilities, makes the suggestion in a new discussion of long-term care funding ideas.
May 16, 2023
Reg BI Is a 'Work in Progress': SEC ChiefSEC Chairman Gensler addressed hot topics, like off-channel communications, at FINRA's annual conference Tuesday.
May 16, 2023
What Colorado Data Tells Us About the Wild West of Health Care Cost-Sharing MinistriesThe groups say they provide about 27% of the payments requested.
May 16, 2023
Wells Fargo to Pay $1B in Class-Action LawsuitIt's one of the largest securities class-action settlements of the past decade, according to lawyers for the investors.