7 Top SEC Exam Priorities for 2024
By Melanie WaddellExams will focus on emerging risks to investors along with perennially risky areas, the SEC said.
October 13, 2023
Capital One Banking Customers Report Missing Deposits, Login IssuesCapital One's customer service account on X said the bank's tech team was working to fix a known issue.
October 13, 2023
Best & Worst Annuity and Life Insurance Providers: J.D. Power, 2023Satisfaction is rising as more clients start using life insurance and annuities for financial planning.
October 13, 2023
Schwab's Sonders Is Waiting to See What Might 'Break' in Economy"There's still a coming-home-to-roost environment here," the firm's chief market strategist said.
October 13, 2023
50th Team Joins LPL Employee Advisor ChannelThe firm also picked up an advisor team from RBC.
October 13, 2023
Standard Medicare Part B Premium Set to Rise 5.9% in 2024That compares with a 3.2% Social Security cost-of-living adjustment.
October 13, 2023
Citi Customers Report App, Website ProblemsCiti tweeted that its site was experiencing a technical issue and it was working to fix it.
October 12, 2023
FINRA's Cook: 'Mission Accomplished' With CAT DatabaseCook also signaled that paring back the amount of information collected via CAT may be warranted.