JPMorgan, Morgan Stanley Face Regulatory Scrutiny Over AI Use
By Melanie WaddellMassachusetts' top securities regulator says he's concerned about "the growing and potentially unchecked use" of AI.
August 02, 2023
Goldman Scores Another Custodial Win With $2B RIABurney Co. is the third firm in five weeks to announce its signing with Goldman Sachs Advisor Solutions.
August 02, 2023
IRS to Digitally Process All Tax Returns by 2025By the 2024 filing season, taxpayers will be able to go paperless if they choose to.
August 01, 2023
U.S. Credit Rating Downgraded From AAA by FitchThe ratings group had warned that it might trim the nation's credit grade in May, when lawmakers fought over raising the nation's borrowing limit.
August 01, 2023
Record S&P 500 'Feels Inevitable': JPMorganThe index ended July at about 200 points below its record of 4,796.56 reached in January 2022.
August 01, 2023
Ex-Cetera Advisor Charged With Defrauding Older Client Out of $2.4MThe SEC also alleges the advisor liquidated the client's holdings and transferred the proceeds to her own accounts.
August 01, 2023
Nationwide Maps Consumers' Long-Term Care Insurance ConfusionMany consumers who claim to have LTCI coverage confused it with health or disability insurance.
August 01, 2023
Vanguard Makes New Push to Help Clients Find Lost IRAsThe fund giant has expanded its partnership with Retirement Clearinghouse to include a lost IRA search service for investors.