SEC OKs New FINRA Rules for Home Offices, Remote Inspections
By Melanie WaddellThe changes "reflect today's hybrid work environment while still providing critical investor protections," FINRA said Monday.
November 20, 2023
New York Life Faces Hiring Suit Linked to Adult FilmThe applicant says the company withdrew a job offer because of a work made and distributed against her will.
November 20, 2023
Morgan Stanley Taps Finn to Run $4.8T Wealth UnitLike his supervisor Andy Saperstein and CEO James Gorman, Finn was previously an executive at McKinsey & Co.
November 20, 2023
S&P 500 Rally May Be at Risk After 9.6% Gain in 3 WeeksRick Bensignor, a former Morgan Stanley strategist, suggests trimming exposure by midweek if the gauge nears 4,560.
November 17, 2023
Why Firms May Reverse Course on AI Plans in 2024: ForresterThe emerging technologies likely won't yet be ready to deliver objective advice, says a senior financial analyst.
November 17, 2023
Biden Signs Bill Averting Shutdown, Teeing Up 2024 Budget BattleThe White House confirmed the move in a statement early Friday, less than a day before existing funding would have expired.
November 17, 2023
New Retirement Bill Lowers Plan Participation Age to 18The bill would allow employers to waive matching contributions and some regulatory requirements for workers 18-20.
November 16, 2023
Variable Annuities Attract Premium Deposits in Year 2: StudyFor at least some owners of the products with guaranteed lifetime withdrawal benefit riders, withdrawal rates increased.