Fidelity Resolves Reg BI Suit With Fired Advisor
By Dinah Wisenberg BrinMichael Maeker had accused Fidelity of pressuring advisors to recommend unsuitable, higher-fee investment products.
November 19, 2024
Wealth.com Expands Its RIA Reach (Again)The estate planning platform is hiring human experts while also developing AI tools, co-founder Matt White says.
November 19, 2024
Trump Picks Mehmet Oz to Run Agency That Oversees MedicareOz is a board-certified heart surgeon and former talk show host who ran for the Senate in 2022.
November 19, 2024
Displaced Medicare Advantage Enrollees Need Help, Officials SayFor many, lack of access to Medicare supplement insurance makes returning to Original Medicare impractical.
November 19, 2024
Ex-Wells Fargo Rep Gets 3 Years in Prison for $4M Health Care SchemeA former Stifel, Wells Fargo and Morgan Stanley advisor was sentenced for defrauding public health insurance plans.
November 19, 2024
Orion-Schwab Integrations Include Direct RMD CalculationsThe firms unveiled enhanced functionality and workflows within Schwab Advisor Services.
November 19, 2024
Trump Picks Cantor Fitzgerald’s Lutnick as Commerce ChiefLutnick, 63, is one of Trump’s most prominent Wall Street backers and is co-chair of his transition team.
November 19, 2024
Annuity Beneficiary Sues Reinsurer Over Payment TimingAn administrator now processes all payments at the end of the month. The plaintiff says that violates his contract.