15 Things Never to Say to Clients or Prospects
By Bryce SandersTry these alternatives when you're not sure what to say.
November 02, 2020
SEC Enforcement Actions Down 17% in 2020But financial remedies ordered set a new high, according to the agency's enforcement chief.
November 02, 2020
LPL Grabs TD Ameritrade Exec to Lead TradingBen Welch comes on board less than a month after Charles Schwab wrapped up its $22 billion purchase of the former rival.
November 02, 2020
Ivy Endowments Underperform for Second Consecutive YearBrown stands out as the exception, beating a 60–40 portfolio of U.S. domestic stocks and bonds.
November 02, 2020
GMO's Grantham: We Need a New Marshall PlanThe plan would cost "tens of trillions of dollars," but there is no better time to finance such an effort, he says.
November 02, 2020
Kestra Adds $2.2B in Assets Through Recruiting in Q3Of the 22 advisors who joined, eight came from Merrill, Morgan Stanley and Wells Fargo; two are women.
November 02, 2020
A Timeline of the Schwab-TD Ameritrade DealThe deal, announced Nov. 25, 2019, was spawned through decades of change in the brokerage and RIA businesses.
November 02, 2020
BlackRock Adds New Small-Cap Value ETF: Portfolio ProductsAlso, new T. Rowe Price active ETFs are made available commission-free on several major custodial platforms.