The Advisory Industry in 2020: A Snapshot
By Melanie WaddellThe number of SEC-registered advisors grew almost 4% since 2019, an IAA and NRS report shows.
November 10, 2020
Smarsh Buys AI Firm to Help RIAs, BDs Spot RisksThe combined company will also help advisors and their firms uncover strategic insights from large volumes of data in real time.
November 10, 2020
Jeff Levine Lands New Gig at Tax Software FirmThe popular CPA and CFP will advise Holistiplan on more ways to review clients' tax returns.
November 10, 2020
TD Ameritrade, Robinhood Trading Outages Continue Into Second DayThe brief Robinhood outage Tuesday morning was "completely resolved," the company says.
November 10, 2020
50 States of New Data for the Third Wave of COVID-19Mortality is looking a little worse in much of the country, and a lot worse in Wyoming.
November 10, 2020
Doctor-Turned-Advisor Finds New Ways to Help ClientsCordi Powell left medicine to raise a family and found a new path, this time assuaging financial pain.
November 10, 2020
Focus Adds $926M Advisor GroupDebra Brede and her team make the move after spending the past 30 years with Commonwealth Financial.
November 10, 2020
15 Pro Athletes Scammed by Financial AdvisorsNBA, NFL and NHL stars earn lots of money quickly, becoming ripe targets for fraudsters.