Why Did SEC Leave 'Fiduciary' Out of Best-Interest Rule?
By Melanie WaddellSEC chief Clayton said using the same word to describe both broker and advisor relationships would create confusion, but Barbara Roper begs to differ.
May 24, 2018
SEC Floats Plan to Allow BDs to Release Research Reports on Funds, ETFsChanges would provide investors "with greater access to research to aid them in making investment decisions," said SEC chief Clayton.
May 24, 2018
Advisors See Competitive Advantage in Adopting Artificial IntelligenceOn the whole, advisors are more optimistic about AI than their clients are, a survey finds.
May 24, 2018
Americans Under 65 Average $2,582 in Federal Health Subsidies Per Year: CBO DataPeople with employment-based coverage get tax breaks with a value of $1,721 per year.
May 24, 2018
Orion's Latest Tech Updates Empower Financial Planners, Chief Compliance OfficersAs part of the updates, advisors no longer need to advisors to manage several different billing applications.
May 24, 2018
What Will Be Advisors' Greatest Challenge This Year?Advisors' skills — both emotional and analytical — are going to be in high demand this year, Natixis says.
May 23, 2018
The Spanish Flu Centennial — Our Flu Vaccine Stockpiles Are Full of Expired Components: Tammy BaldwinRichard Burr said he wants to avoid funding earmarked for any specific condition.
May 23, 2018
Baird, RBC & Kestra Add Teams From Wells Fargo: Recruiting RoundupThe advisors make their moves in Arizona, Michigan, Florida and Washington.