4 Regtech Challenges for BDs to Watch For: FINRA
By Melanie WaddellA new buzzword — suptech, or supervisory technology — is also coming into play.
September 10, 2018
Pension Fight Hurts Putin's Party in Regional Elections in RussiaRussia's pension age could increase by 5 years — to 65 for men and 60 for women.
September 10, 2018
DOL Seeks Input on Whistleblower EnforcementOccupational Safety and Health Administration to meet Oct. 16 and solicit comments on whistleblower issues in the finance industry.
September 10, 2018
Betterment Offers Stage-of-Life Advice PackagesA menu of financial packages offer quick and relatively inexpensive plans and advice from CFPs.
September 10, 2018
Younger Workers Favor Target Date Funds: StudyTDFs' heavy equity focus for early-career employees attracts younger investors, a report from EBRI and ICI says.
September 10, 2018
2 Crypto Products Suspended by SEC Over ETF ConfusionTrading of Bitcoin Tracker One and Ether Tracker One have been halted.
September 10, 2018
Citi Seeks Credit Markets Edge With New Fintech Investment GroupThe venture will focus on technologies related to trading infrastructure, data analysis, artificial intelligence and machine learning.
September 10, 2018
Defiance ETFs Launches Quantum Computing ETF: Portfolio ProductsAlso, DWS Group launched an ESG money market fund available in the U.S.