SEC Takes Action Against Digital Token Offering
By Elizabeth FestaMichigan-based TokenLot LLC and its owners allegedly acted as unregistered broker-dealers in selling digital tokens, the SEC said.
September 11, 2018
FINRA Issues Its First Cryptocurrency Disciplinary ActionTimothy Tilton Ayre and HempCoin are in regulator sights for alleged securities fraud and unlawful distribution of a cryptocurrency.
September 11, 2018
New Tax Bills to End Some RMDs, Make Cuts PermanentThe three tax bills would lock in the recent cuts, end RMDs for accounts with less than $50,000, expand MEPs and ease rules for startups.
September 11, 2018
LPL-Affiliated Group Adds 7 Advisors in TexasGenesis Wealth has about $300 million in assets and expects to hit $500 million next year, according to one of its 12 advisors.
September 11, 2018
AI In Wealth Management Is Looking More and More Inevitable: AiteAI will gain momentum over the next three years, Aite predicts.
September 11, 2018
Fleming's Rockefeller Said to Target Silicon Valley Wealth FirmThe firm, led by the former leader of Morgan Stanley's financial advisors, is in talks to acquire CTC|myCFO assets and aims to buy more wealth companies on the West Coast.
September 11, 2018
Fixed Annuity Sales Surge in Q2: ReportVA sales increased a little. Fixed annuity sales increased a lot.
September 10, 2018
ACA Employer Mandate Package Nears House FloorH.R. 3798 would increase the full-time employee threshold to 40 hours per week.