Here's What May Happen to Your Taxes if Democrats Win the House
By Laura DavisonOn the campaign trail, Democrats are talking about the new tax law — and how they want to undo it.
August 28, 2018
Moody's Fined $16M by SECThis marks the first time the SEC has filed an enforcement action involving rating symbol deficiencies.
August 28, 2018
FINRA Elects Three Governors to its BoardFSI is "pleased to see [Kovack will] spend another three years supporting the interests of our industry" and investors, said Dale Brown.
August 28, 2018
20,000 Advisors by 2022? No Problem, Says Edward JonesAccording to Katherine Mauzy, a revamped recruiting strategy focused on established advisors from competing firms is fueling growth.
August 28, 2018
200 Investigations Underway as Part of 'Cryptosweep': NASAAThe sweep has resulted in 47 enforcement actions involving ICOs or cryptocurrency-related investment products, NASAA reports.
August 28, 2018
Advisor Group Pledges to Speak to Female Candidates for Exec PostsThe firm, which signed the ParityPledge, says seven of its top 16 executive roles are held by women.
August 28, 2018
Vanguard's Robo Tops New RankingBackend Benchmarking's new ranking report evaluated several of the top robo-advisors.
August 28, 2018
Mutual Funds, ETFs Get Healthy Boost in July: CerulliA report found that 66% of asset managers said it was a high priority to build out new vehicle offerings.