New Jersey Plans Fiduciary Rule for Broker-Dealers
By Bernice NapachState officials say the SEC's best-interest proposal is not strong enough.
September 27, 2018
Americans Can't Translate Retirement Savings Into Future IncomeRetirement income estimates can lead workers to save more, a LIMRA report says.
September 27, 2018
More States Approve EssentialLTC Policy Partnership UseConsumers can buy the stand-alone policy for ordinary use in 46 states and the District of Columbia.
September 27, 2018
State Street to Vote Against More Directors at Male-Only BoardsAlmost 1,000 boards still lack even one female director; bank will give companies three years to find women candidates.
September 27, 2018
Stifel Grabs 11 Reps From Wells Fargo, Other Rivals: Recruiting RoundupThe reps have about $850 million in combined assets; Baird adds a mother-son team from Wells Fargo.
September 27, 2018
Are Energy Companies Investment Fossils?The old "reserve" method of measuring company worth no longer viable, non-profit report says.
September 27, 2018
RIAs Grow in Numbers and AUMThe number of firms and their level of assets under management continue to climb, the latest IAA and NRS report finds.
September 27, 2018
FINRA's New Competency Exams a 'Significant' Event for Some BDsNew exams kick in Oct. 1 and will impact wirehouses, captive insurance BDs, Edward Jones and Ameriprise, says recruiting exec Henschen