Former Funding Portal DreamFunded Still in FINRA's Crosshairs
By Melanie WaddellThe ex-CEO's attorney said he was ill and couldn't produce documents, but his social media posts suggest otherwise.
March 29, 2018
Walmart Is in Early Talks to Buy Health Insurer Humana: WSJSo, would you rather sell coverage from CVS, Amazon or Walmart?
March 29, 2018
Cryptocurrency Index Fund Offers Shares to IRAsBitwise Asset Management's HOLD 10 Private Index Fund is now available to IRA accounts that are self-directed by accredited investors.
March 29, 2018
BofA to Open 600 More Merrill Edge Centers, Add 300 AdvisorsSince its launch in 2010, the do-it-yourself online and advised programs have grown to include nearly $185 billion in client assets.
March 29, 2018
Best Full-Service Investment Firms Ranked by Investors: J.D. Power — 2018Client satisfaction continues to increase across nearly all full-service broker-dealers, the latest survey finds, but improving loyalty among millennials is a significant challenge.
March 29, 2018
Data Breaches Exploded in 2017: New York AG SchneidermanIn 2017, the number of data breaches exploded in New York state, with a 23% increase in number of reported breaches and the number of exposed individuals…
March 29, 2018
CFP Board May Revise New Fiduciary Standard if SEC Sets Higher One: KellerCFP Board CEO Kevin Keller said the Board's new fiduciary standards 'can serve as a reference' for the SEC's fiduciary rulemaking.
March 29, 2018
Lincoln Financial Aims to 'Fully Digitize' Financial Planning: ExecPresident David Berkowitz explains why the firm is updating its 2017 platform and working on a 2019 rollout that will include a robo offering.