Nevada's 'Expansive' Fiduciary Plan Shocks BDs, RIAs
By Melanie WaddellWhat's the biggest difference between Nevada's plan and Reg BI? Nevada's plan includes a private right of action, says Drinker Biddle's Reish.
January 24, 2019
Envestnet | Yodlee's AI Firm Purchase Is a 'Strategic Move': Tech InsiderThe technology lets financial firms work with clients through Amazon Alexa, Google Assistant, SMS and Facebook Messenger.
January 24, 2019
Trump Says Balance Billing Efforts Are ComingThe HHS secretary said he had trouble getting the discounted price of his own diagnostic test.
January 24, 2019
Warren Presses Regulators on Shutdown ImpactMeanwhile, a hearing on the state of the IRS was canceled as Treasury Secretary Mnuchin refused to testify.
January 24, 2019
RIAs Are Upbeat After 'Epic' Quarter for M&ATD Ameritrade Institutional surveyed RIAs to get their take on the business, while DeVoe and Co. looked at a wickedly good year in M&As.
January 24, 2019
Carson Group Sees Big Jump in Assets, Partner FirmsThe firm roughly doubled in size to 96 partner firms with $7.5 billion of assets in 2018 from 49 firms with $3.1 billion in 2017.
January 24, 2019
LPL, Stifel and RBC Add Wirehouse Reps: Recruiting RoundupPlus, Commonwealth Financial, Ameriprise and D.A. Davidson share their latest hiring news for early 2019, while RIA Integrated Financial Partners gives an update on its 2018 growth.
January 23, 2019
Great American Adds 3-Year MYGAThe main feature the company is offering is safety of principal.