SEC's Peirce: Are Equity Market Structure Rules Outdated?
By Emily ZulzCommissioner Hester Peirce asks if the '75 Amendments continue to be warranted in the 'very different markets that have developed over the intervening 43 years.'
April 26, 2018
AARP, States File for Rehearing of DOL Fiduciary CaseThe retiree group said it intervened to protect retirement investors because the Labor Department most likely wouldn't.
April 26, 2018
RBC Wealth Adds 4 Wells Fargo Advisors: Recruiting RoundupMeanwhile, an LPL affiliate, D.A. Davidson and First Republic pick up reps from Merrill; Kestra Financial, Ameriprise, Triad Advisors and others announce new recruits and hires.
April 25, 2018
SEC Standard of Conduct Proposal Faces 'Arduous Path': Fi360's AikinIndustry officials debated the merits of the SEC's new standard of conduct proposal at an Fi360 event.
April 25, 2018
Retirement Services Group Forms Data Security AllianceSpark's data security panel will team up with FS-ISAC's securities risk panel.
April 25, 2018
Are Rising Mortgage Rates a Threat to U.S. Housing?A Northwestern Mutual analyst says that question may keep coming up.
April 25, 2018
Sun Life Plots Private Debt Growth Via Acquisition This YearThe company hopes to profit from making more loans to small and midsize companies.
April 25, 2018
After Court Ruling, DOL Stops Enforcing Fiduciary RuleBut SEC Chairman Jay Clayton says the agency he leads is moving forward on its fiduciary proposal despite the court vacating Labor's rule