SEC Back to Work, but Expect Slow Response Times
By Melanie WaddellExams, including those that were in progress when funding lapsed, are resuming.
January 28, 2019
Life Settlement Portfolios Did Something Weird in 2018Speakers at an industry conference today gave institutional investors new ballpark performance numbers.
January 28, 2019
Advyzon Adds Riskalyze Access to Its Advisor Portal: Portfolio ProductsAlso, American Beacon Advisors expands its fund lineup, while Defiance ETFs lowers fees on QTUM.
January 28, 2019
FINRA to Crack Down on 529 Plan Share Class RecommendationsTo be eligible for a new voluntary disclosure program, broker-dealers must self-report to FINRA Enforcement by noon on April 1.
January 27, 2019
Genworth's Suitor Reconfigures Real Estate Development OperationsChina Oceanwide is selling two big projects in China, for about $1.9 billion, and temporarily stopping construction in Los Angeles.
January 27, 2019
Integrity Marketing Acquires Medicare Plan IMOTidewater's 25 employees will stay in Raleigh, North Carolina.
January 25, 2019
Jackson Adds Investment-Only Variable AnnuityThe monthly contract charge will be $20 per month.