SEC Hires Kimmel to Oversee CAT Implementation
By Melanie WaddellShe will coordinate the SEC's oversight of the self-regulatory organizations' creation and implementation of the Consolidated Audit Trail.
January 28, 2019
Life Settlement Players Face Legal ShowdownThe New Jersey Supreme Court will stream live video of oral arguments at 10 a.m. Eastern time Tuesday.
January 28, 2019
Life Settlement Market Needs Its Own Mortality Tables: ActuariesDon Solow said participants could use separate figures for the policies offered and the policies actually sold into the secondary market.
January 28, 2019
Court Approves $1 Billion Settlement in Woodbridge Ponzi SchemeThe SEC said the scheme defrauded 8,400 retail investors nationwide, many of them seniors.
January 28, 2019
Client Outlook for the Stock Market Shifts to Bearish: SchwabThe proportion of Schwab clients who think it's a "good time to invest" declined to the lowest level since 2015.
January 28, 2019
New Platform Offers Not Just Software but Business BuildingChalice Financial Network, offers single sign-on access to software to manage clients, but also services like HR, IT and even health insurance.
January 28, 2019
CBO Forecasts a Slowing US Economy and Rising Budget DeficitGDP will slow every year through at least 2021 while the budget deficit rises, eventually topping $1 trillion in 2022.
January 28, 2019
How Much Did the Shutdown Cost the Economy?The CBO says $11 billion; S&P Global Ratings, at least $6 billion, and there are fears of another shutdown in a few weeks.