AI Will Transform Surveillance Programs – Eventually
By Emily ZulzFINRA is in the early stages of using these technologies for surveillance; most firms haven't started.
January 31, 2019
Charles DiVencenzo to Take the Tiller at NAFADiVencenzo will take over a role previously held by Chip Anderson.
January 31, 2019
New York Imposes $19.75 Million in Fines in Pension Risk Transfer CaseThe insurer reported the problems to state insurance regulators itself.
January 31, 2019
Lockheed Martin Makes Pension Risk Transfer Deals with Pru and AtheneThe two deals affect a total of 41,000 pension plan participants.
January 31, 2019
Experience Justifies a 1331% Increase in an LTCI Block's Rates: ActuariesThe actual increases for the 1,835 active policyholders could average 247%.
January 31, 2019
Carson Group Supporting Next-Gen Advisors at University of NebraskaStudents at the school, which boasts alums like Warren Buffett, will now get free access to Barron's articles.
January 31, 2019
S&P Global Ratings, Morningstar Raise Bar on ESG MeasurementThe UN is encouraging credit rating agencies to analyze ESG factors.
January 31, 2019
LPL Rolls Out AdvisoryWorld Proposal Tool"We see this as a blowout, not just a touchdown," said LPL's Burt White.










