SEC Charges Heartland Advisors With Fraud
By Staff WriterDec. 11, 2003 -- The Securities and Exchange Commission announced civil fraud charges against Milwaukee-based Heartland Advisors Inc. and several other entities and individuals for...
December 12, 2003
Former Eaton Vance Executive to Sell His StakeDec. 11, 2003 -- Eaton Vance Corp. (EV) said it has been informed that Landon T. Clay intends to sell all of his approximately 8.5...
December 12, 2003
Math For Dummies (Who Hate Bond Defaults)NU Online News Service, Dec. 12, 2003, 6:02 p.m. EST -- John Wiley & Sons Inc., Hoboken, N.J., has published "Managing Credit Risk In ...
December 12, 2003
AIM Small Cap Equity Fund to CloseDec. 10, 2003 -- The AIM Small Cap Equity Fund/A (SMEAX) will close to new investors this month and will lower its marketing and distribution...
December 11, 2003
Hancock Names Hewitt To Run Miami AgencyNU Online News Service, Dec. 11, 2003, 6:05 p.m. EST -- The distribution arm of John Hancock Financial Services Inc., Boston, has named Paul ...
December 11, 2003
Chien To Head Watson Wyatt Health UnitNU Online News Service, Dec. 11, 2003, 6:02 p.m. EST -- Watson Wyatt & Company Holdings, Washington, has promoted Ted Chien to global director ...
December 11, 2003
AAHP-HIAA Emphasizes State AdvocacyNU Online News Service, Dec. 11, 2003, 6:55 p.m. EST -- AAHP-HIAA, Washington, says it has hired regional state advocacy directors, expanded its state ...
December 11, 2003
LabOne Gets Higher Credit LimitNU Online News Service, Dec. 11, 2003, 10:23 a.m. EST -- LabOne Inc., Lenexa, Kan., says its bankers have increased its revolving credit limit ...