Vertafore Acquires VUE Software
By Allison BellVertafore says it will use VUE technology to improve and extend the services it offers through its Sircon unit.
May 17, 2019
Clearing, Custody Firms Now Tied With Wirehouses for Market Share: AiteRIAs and other advisors served by outside custodians are ascendant; wirehouses are not.
May 16, 2019
Self-Directed 401(k) Investors Fare Better With Advice: SchwabThey also engage in nearly twice as many trades, according to new data.
May 16, 2019
United Capital Sale to Goldman Heralds Tougher Field for RIAsCEO Joe Duran and industry watchers talked to ThinkAdvisor about several trends in the highly competitive RIA business.
May 16, 2019
SEC Prevails in High-Yield Securities CaseThe case against a New York brokerage centered on misleading investors on the value of high-yield securities.
May 16, 2019
Bush-Era Treasury Official Named CBO DirectorPhillip Swagel served in the Treasury Department under President George W. Bush and played a key role in the Troubled Asset Relief Program.
May 16, 2019
FINRA Bad Broker Rule Would Hit Less Than 2% of FirmsThe new rule proposal identifies firms "that have a cluster of brokers with a high level of misconduct," FINRA's Cook said.
May 16, 2019
Want to Attract Young Workers? Help Them With Student DebtAICPA research finds millennials value loan debt assistance over most other benefits.