Panelists Ponder Role Of The CCO
By Matt BradyNewly-empowered compliance officers should focus on ensuring transparency and clearly defining the roles of company officials.[@@]Experts gave that advice here Monday at the opening ...
June 28, 2005
Phoeni Names Cody Chief Accounting OfficerThe Phoenix Companies Inc. has promoted Katherine Cody to senior vice president, treasurer and chief accounting officer.[@@]Cody, who has been the company's treasurer, will ...
June 28, 2005
Pioneer Investments to Acquire AmSouth Mutual FundsAmSouth Bancorp (ASO) has agreed to sell its $5.5 billion mutual fund family to Pioneer Investment Management Inc., the companies announced on Monday. Financial terms...
June 28, 2005
Survey: Health Costs Worry Older AmericansMost young retirees and near retirees are willing to set aside a portion of their earnings in a special account to save for future ...
June 28, 2005
Atkins Calls For Clarity In VA RulemakingThe U.S. Securities and Exchange Commission should tread carefully in establishing disclosures for variable annuities at the point of sale, an SEC commissioners said ...
June 28, 2005
Mangan To Run Hub Benefits OperationHub International Ltd. has hired Thomas Mangan to be president of the employee benefits division in its Woodbury, N.Y., Northeastern regional office.[@@]Mangan previously was ...
June 28, 2005
Jackson-National B-D Network Offers Electronic Signature ToolNational Planning Holds Inc. has added an electronic signature feature to its Web-based representative workstation system.[@@]National Planning, Santa Monica, Calif., is a broker-dealer network ...
June 28, 2005
April Small Bank Broker Revenue Levels With 2004An indicator of small bank securities brokerage revenues surged in April, bringing revenues close to the year-ago level, a monthly study shows.[@@]The index of ...