Wells Fargo Names New CEO
By Janet LevauxThe news comes six months after Tim Sloan left the post in the face of political pressure.
September 26, 2019
U.K. Prudential Realignment to Affect JacksonThe parent may use reinsurance or other means to squeeze out more cash.
September 26, 2019
Elder Financial Abuse Is a Plague on America's House: AIGOne in two respondents in an AIG poll expect their senior years to be hit by financial scams.
September 26, 2019
New SEC Rule on ETFs Is a Win-Win: AnalystsBoth asset managers and investors will benefit from the streamlined ETF approval process, analysts say.
September 26, 2019
What the Pure Robo-Advisors Got Wrong, and What Comes NextOne of their biggest mistakes: putting too much focus on millennials, according to a FinovateFall panel.
September 26, 2019
Senate Bill Would Boost Whistleblower ProtectionsAmong other measures, the SEC and CFTC would have to issue rulings on whistleblower reward cases within one year of the filing date.
September 26, 2019
AI, Machine Learning Offer Opportunities for Advisors, but Obstacles RemainAdvisors and other financial organizations face implementation, regulatory and other challenges when using AI, experts say at SIFMA Fintech Conference.
September 26, 2019
Stifel Adds $140M Rep From Wells Fargo: Recruiting RoundupMeanwhile, both LPL Financial and Raymond James bring on financial advisors from Ameriprise and other rivals.