SEC Issues Long-Awaited Final ETF Rule
By Melanie WaddellThe new rule establishes a consistent framework for ETFs to be approved, instead of through exemptive orders.
September 26, 2019
State Lawmakers Converge on WashingtonOne lawmaker goal is to get the authority to apply balancing billing rules to employers' self-insured health plans.
September 26, 2019
Insurtech Firms Attack Life Admin MonstersAtidot promises to tend to orphaned life policies. Ushur alleges that it can tame email.
September 26, 2019
Northwestern Mutual Keeps Its Chief Distribution Officer in PlaceThe mutual life insurer is also keeping its CFO and its chief investment officer in their posts.
September 25, 2019
Massachusetts RIA Fined $425K Over Conflicted AdviceThe firm's two owners asked clients to invest in an agricultural tech company where they had stakes, regulators say.
September 25, 2019
Raymond James Advisors Tout Tech's Time-Saving BenefitsA panel at the Raymond James Women's Conference encouraged advisors to "test drive" the firm's tech tools.
September 25, 2019
Don't Relax Private Investment Regs for Retirement Funds: Morningstar"Not a good idea" is Morningstar's conclusion.
September 25, 2019
New York Mayor Floats Auto-IRA for WorkersBut the Justice Department is already challenging a similar plan in California.