Senators Push for Vote on Secure Act Retirement Bill
By Melanie WaddellGOP senators pressed Senate Majority Leader Mitch McConnell for "immediate Senate consideration" of the bill.
October 15, 2019
Fidelity, Florida Review Ties to Fisher: ReportThe moves come days after pension funds in Michigan and Philadelphia chose to divest assets held with Fisher Investments.
October 15, 2019
$990M UBS Team Jumps to Raymond JamesThe group is based in Bethesda, Maryland, and includes four advisors.
October 15, 2019
3 Things to Know About Q3 Annuity Issuers EarningsEach of these things is really a tentacle of the same monster.
October 15, 2019
FINRA's BrokerCheck Is Being 'Gamed': LawyersBrokers and firms are abusing the expungement process, lawyers who represent investors say.
October 15, 2019
SEC Failing in RIA Enforcement Duties: IG ReportThe Inspector General's recently released report highlights management and performances challenges the agency faces in fiscal 2020.
October 15, 2019
'Green Shoots' Appear Amid Bearish Investor Sentiment: Merrill SurveyA third of fund managers in the survey said they expected the U.S./China trade war to end before the 2020 election.
October 15, 2019
eMoney Launches API-Based Solution for AdvisorsUnited Capital is the first firm to sign up for the new offering, eMoney Access.