Raymond James, Stifel Add Wirehouse Reps: Recruiting Roundup
By Janet LevauxMeanwhile, LPL Financial brings on advisors from JPMorgan and 1st Global.
October 16, 2019
Merrill Takes Comp Changes 'Off the Table'The growth grid that was rolled out about two years ago is staying around as is, a senior executive says.
October 16, 2019
Boston Pension Board Pulls $248M From Fisher: ReportInvestors have pulled at least $902 million since Fisher made lewd comments at the Tiburon CEO Summit.
October 16, 2019
Target Date Funds Fail to Live Up to Expectations: ReportThe report from Alight Solutions found that participants are not using TDFs as they were intended to be used.
October 16, 2019
UnitedHealth Could Add Individual Policies Aimed at HRA Market: CEORevenue, earnings and commercial enrollment were all up.
October 16, 2019
Families Face 'Boomerang' Kid Planning Challenge: NationwideFamilies may also face a lack of awareness of long-term care planning.
October 16, 2019
Brokers' Use of Texting, Social Media Cited in FINRA Exam ReportSome reps have also been conducting "electronic sales seminars" on digital channels that were not permitted by their firms, FINRA said.
October 16, 2019
Did California's Tax Hike Chase Out the Rich?A study looked to determine whether increasing taxes on high earners led them to flee the state.