SEC Disgorgement Bill, Passed in House, Could Affect Supreme Court Case
By Melanie WaddellThe bill codifies the SEC's power to order disgorgement, an issue the court is considering.
November 19, 2019
TD Ameritrade Lowers Minimum for Robo-Advisor AccountsIts Essential Portfolio account minimum was slashed from $5,000 to $500 for investors who set up recurring deposits at account opening.
November 19, 2019
How Male and Female Business Owners Differ in Charitable GivingThe entrepreneurial mindset in both genders carries over to their giving strategies, Fidelity Charitable reports.
November 19, 2019
Sales of Variable Indexed Annuities ShineSales of deferred income annuities also looked strong.
November 19, 2019
SEC Freezes Assets in $6M Ponzi SchemeThe scam targeted seniors and small-business owners worldwide.
November 19, 2019
American Equity Unit Adds Indexed AnnuityThe Eagle Select Income Focus contract is aimed at clients interested in a lifetime income stream.
November 19, 2019
SEC Chairman Cites Fishy Letters in Support of Proxy Policy ChangeLetters he brought up at a recent meeting were not from regular folks but from a misleading, and clumsy, PR campaign.