RIA Consolidation Is Officially Here
By Timothy WelshAlso, 2020 should be the first year in which the industry likely will have more independent advisors than employee advisors, says Brian Hamburger.
January 24, 2020
Don't Sleep on Reg BI Compliance, Industry Officials WarnDespite legal challenges, the obligations Reg BI imposes on financial firms "are real and immediate," says Bates Research.
January 24, 2020
What If the United States DID Sell Alaska?The deal could have positive and negative effects on life insurers' $422 billion in U.S. debt securities.
January 24, 2020
IRS to Fraternals: If You Want a Tax Break, Get Some RegaliaThe IRS also wants fraternals to have lodges, and rituals.
January 23, 2020
Greenberg Traurig Hires Former New York Regulator: Personnel MovesPan-American and Lincoln have both added top IT executives.
January 23, 2020
Lincoln Adds a Target Date Fund Variable AnnuityAnother carrier has started using a new multi-asset index from AllianceBernstein.
January 23, 2020
Investors Scammed by Real Estate Fraudsters to Get Back Over $63M: SECA New York real estate developer sold securities to investors and diverted money, the SEC said.
January 23, 2020
FICO Scores Poised to ChangeThe creator of the FICO score is changing its methodology starting this summer.