Maryland Gets a New Deputy Insurance Commissioner: Personnel Moves
By Allison BellAmeriLife, FBL and NAILBA have also announced changes.
February 20, 2020
Taxpayers Still Confused About 2017 Changes: SurveyThree-quarters of taxpayers are unaware of more recent tax-related laws like the Secure Act, according to an audit defense firm.
February 20, 2020
FINRA Bars Ex-Rep Who Took Money From ClientsThe broker told clients he was investing their money in a celebrity brand marketing company, FINRA said.
February 20, 2020
What Morgan Stanley's E-Trade Deal Means for RIAsBlogger Michael Kitces, Dynasty CEO Shirl Penney and others industry VIPs talk about the deal's implications.
February 20, 2020
FINRA Orders Pershing to Pay $5.6M to More Stanford VictimsThe claimants accused Pershing of aiding and abetting Sanford's multibillion-dollar fraud.
February 20, 2020
ESG Investing Doesn't Mean Avoiding Traditional Index FundsA growing number of large passive asset managers are voting in favor of ESG-related shareholder proposals.
February 20, 2020
LPL Brings on $495M Reps: Recruiting RoundupMeanwhile, Raymond James and Wells Fargo pick up advisors from wirehouse firms and other broker-dealers.
February 20, 2020
Motive Partners Finalizes Fiserv Deal, Plans RebrandingThe private equity firm has bought a majority stake in Fiserv's Investment Services unit and renamed it Tegra118.