How to Attract, Retain and Satisfy Millennial and Gen X Clients
By Michael S. FischerA survey from Nationwide teases out how these generations are different from each other and from older investors.
February 21, 2020
Wells Fargo Nearing $3B Settlement: ReportsThe deal involves both the SEC and DOJ and may include criminal charges tied to the fake-accounts scandal.
February 21, 2020
Massachusetts Finalizes Fiduciary Rule; Consumer Group 'Disappointed' With ChangesThe rule, set to take effect in March, has been watered down from its original version, Barbara Roper says.
February 21, 2020
More Retirement Investors Are Diversifying Their Portfolios: StudyMeanwhile, participation in defined contribution plans is growing, Principal Financial reports.
February 21, 2020
Study Finds Good News for 11 College Endowments That Embraced Sustainable InvestingThe colleges beat their benchmarks while reducing costs, the study found.
February 21, 2020
FINRA Launches Exam Sweep of No-Commission BDs"FINRA is conducting the targeted examinations with a variety of firms," a spokesperson said Friday morning.
February 21, 2020
Transamerica Says It Has One of the Advisory Fee Letter RulingsThe ruling applies to Transamerica's indexed annuities as well as to variable annuities and hybrids.
February 21, 2020
Web Broker Posts Strong Medicare Plan ResultsRevenue per individual major medical enrollee increased 35%.