Yes, Advisors Should Report PPP Loans on Form ADV
By Melanie WaddellWhile new SEC guidance raises questions, advisors should err on the side of disclosure, Leon LaBrecque and Jeff Levine tell ThinkAdvisor.
April 28, 2020
Better Markets Launches COVID-19 Regulatory TrackerThe new tool, TRACER, tracks virus-related updates from regulators of banking, securities, derivatives and consumer protection.
April 28, 2020
IRS Improves 'Get My Payment' ToolUsers can now enter direct deposit info; a Spanish version will follow in a few weeks.
April 28, 2020
SEC Brings First Fraud Charges Related to COVID-19Praxsyn Corp. falsely advertised that it had a large number of N95 masks, the SEC said.
April 28, 2020
FTV Capital Buys Majority Stake in DocupaceAs part of the deal, David Knoch, former head of 1st Global, becomes CEO of the cloud-focused wealthtech firm.
April 28, 2020
Jeremy Siegel: Investors Who Fled Stock Market Are Losing OutThose who pulled out before steep declines and are still out are now behind, he says.
April 28, 2020
We Have Plenty of Cash: PrincipalSales of traditional life insurance and group dental and vision were up.
April 28, 2020
The IA25: VIPs for Very Uncertain TimesHere are the top industry leaders of 2020, as decided by readers of Investment Advisor.