Carson Wealth to Require CFP or Other Certification
By Janet LevauxAdvisors at Carson Wealth offices will be required to obtain a professional credential within five years of joining the firm.
July 06, 2020
Lazard Adds U.S. Sustainable Equity Portfolio: Portfolio ProductsAlso, Franklin Templeton model portfolios join the Envestnet platform.
July 02, 2020
Vida Acquires AvmontOne private equity firm has owned a significant stake in both companies.
July 02, 2020
Ex-LPL Rep Suspended by FINRA Over Unapproved Soccer Team InvestmentsThe former LPL broker solicited investors for private securities transactions, then tried to hide it from the firm, regulator claims.
July 02, 2020
FINRA Suspends Another Ex-First Standard RepThe former broker of the shuttered BD gets an 11-month suspension for excessive trading.
July 02, 2020
Advisor Deal Activity Could Drop 20% This Year: EchelonThe latest transactions report from Echelon Partners projects the slowest year for RIA mergers and acquisitions since 2016.
July 02, 2020
JPMorgan's Kelly: Welcome to the 'Back Roads of the Economy'Recovery is starting quickly as states reopen, but the journey gets bumpier from here, Kelly and fellow strategist David Lebovitz warn.
July 02, 2020
DFA Joins ETF Party, but Is It Too Late?According to Morningstar, DFA's fund outflows over the past 12 months topped $19.5 billion on May 31.